Stifel has been a recruiting dynamo for the past three years. The culture, leadership, and comp offered at the ‘super regional’ has resonated with wirehouse advisors seeking friendly confines. Based…
A class-action lawsuit in California centered around the concept of ‘reverse churning’ continues. Focused on Edward Jones and their policy to shift away from a purely commission based fee structure…
Growth Via Mandate: Merrill Lynch ‘New Household’ Comp Scheme Finds Its Way To Wirehouse Competition
Whenever something of scale works at the wirehouses you can bet the others are going to do their best to copy it without making it look like they are copying…
After years of embarrassment, subpar if not terrible results, and a spying scandal that will almost certainly turn into a book - Credit Suisse fired its CEO, Tidjane Thiam. Most…
Fieldpoint Private has remained an enigma in the wealth management world over the past five years. Loaded with former 'name' executives from wirehouses you'd think they would have accumulated significantly…
Coronavirus fears continue to abate, despite more cases reported in China.
Credit Suisse CEO, Tidjane Thiam, was fired following another quarter of disastrous earnings, eroding confidence in the bank,…
President Trump was acquitted of impeachment articles late yesterday.
Stocks set to power to new highs after impeachment acquittal.
Fieldpoint Private's latest recruit acquisition off to a slow start.
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Dawn Bennett was really good at raising capital, and even better at talking about it via different media channels. It’s always the little things that trip up those in the…